How do I configure compliance rules?

  1. Open the Settings menu from the application toolbar
  2. Choose Compliance rules from the settings list
  3. Enable or disable 1 or more of the following rules:
    • Cross trade to warn or prevent traders routing orders when there are working orders on the opposite side for the same instruments
    • Limit price to warn or prevent traders sending orders with limit prices a specified percentage away from the market price
    • Order value to warn or prevent traders sending orders with values greater than the specified amount

Please note:

  • the rules apply to all traders in your firm
  • only firm administrators can modify these rules

In the example below, the firm administrator has enabled the cross trade and limit price rules (for the latter, traders will see a warning if they attempt to send an order with a price 20% greater than or less than the market price).